Banking Commissioner Howard F. Pitkin issued an order to cease and desist against Ulysses Partners, LLC and James E. Neilsen, of Norwalk, Connecticut, for violating state securities law. The November 13, 2014 order also fines the firm and Neilsen $25,000, jointly and severally, and requires that they reimburse each of the investors the amount of funds collected plus interest, which totals at least $7,000,000.
via Norwalk Newswire http://patch.com/connecticut/norwalk/ct-banking-dept-fines-norwalk-firm-and-orders-7m-reimbursements-0?
via Norwalk Newswire http://patch.com/connecticut/norwalk/ct-banking-dept-fines-norwalk-firm-and-orders-7m-reimbursements-0?
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